Webinar • MiFID II: MiFID II • TODOS
Voice recording for communications surveillance under MIFID II/MAR. Organizado por intelligenttradingtechnology.com/Agéndalo en tu calendario habitual ¡en tu horario!
MiFID II adds a requirement to archive both mobile and fixed-line telephone calls, and ongoing monitoring of the effectiveness of their voice recording process.
Martes, 25 de abril de 2017, de 10.00 a 11.00 hs Horario de Virginia (US)
Webinar en inglés
To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic internalisation, governance, best execution and time-stamping. MiFID II and MAR also contain provisions, however, increasing the requirements for recording and archiving voice communication related to securities trading. MiFID II adds a requirement to archive both mobile and fixed-line telephone calls, and ongoing monitoring of the effectiveness of their voice recording process.
Join the webinar to find out about:
Policies for mobile phone use and recording
Monitoring of collected records
Effectiveness of trading communication recording
Management oversight of recording
Retention of recordings
On-demand access to recordings for regulatory inquiries and audits